Nathan Ray Malone

Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
PR	RA	APPROVED	2025-02-03
TX	RA	APPROVED	2009-06-11

PR RA
APPROVED

Since 2025-02-03
TX RA
APPROVED

Since 2009-06-11

Branch Locations

12532 Fm 2244, Bee Cave, TX 78738 • United States

11601 Alterra Pkwy Suite 150, Austin, TX 78758 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc.	Austin	TX	05/2009	Present
Charles Schwab Bank, Ssb	Austin	TX	05/2009	Present
Self-Employed	Austin	TX	11/2001	Present

05/2009 → Present

Charles Schwab & Co., Inc.

Austin, TX
05/2009 → Present

Charles Schwab Bank, Ssb

Austin, TX
11/2001 → Present

Self-Employed

Austin, TX

Previous Registrations

2006-06-12 → 2009-04-28

Ameriprise Financial Services, Llc

San Antonio, TX

Shavano Park, TX

Austin, TX

Other Businesses

1) NATHAN MALONE, NOT INVESTMENT RELATED., AUSTIN, TX DISC JOCKEY FOR DANCES. OWNER, DISC JOCKEY, MAY 26, 2009, NUMBER OF HOURS/MONTH-6 HOURS, NUMBER OF HOURS DURING SECURITIES TRADING HOURS-0 HOURS, Disc Jokey for swing dances in Austin and San Antonio. 2) Rental Property| Not investment related| Austin, Texas| Real Estate/Property Management| Landlord| Start 01/01/2018| Less than 20 hours/month - 0 during trading hours|

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-05-31

S66 Uniform Combined State Law Examination

2006-05-31

Designations

View on SEC IAPD