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One Federal Street 19Th Floor, Boston, MA 02110 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2019-10-25 |
Branch Locations
1720 Post Road East Suite 110, Westport, CT 06880 • United States
Seafoam Village 2800 Placida Rd Unit 103, Englewood, FL 34224 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Stamford | CT | 04/2013 | 10/2019 |
| Moors & Cabot | Westport | CT | 10/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-06-14 |
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