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9212 Falls Of Neuse Rd., Suite 221, Raleigh, NC 27615 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-01-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Tampa | FL | 08/2015 | 02/2021 |
| Founders Financial Alliance, Llc | St. Petersburg | FL | 04/2021 | Present |
1. The Florida Aquarium Address: 701 Channelside Dr,Tampa, FL Nature of the Business: Board Member/Officer/Director Position/Title: Director Investment Related:No Start Date: 11/09/2017 Hours per month devoted to this business: 8 Hours per month devoted to this business during trading hours: 4 Description of duties:Board of Directors- Member Finance Committee- Member Making Waves Society- Chair 2. Tampa Connection Address: St Petersburg, FL Nature of the Business: Board Member/Officer/Director Position/Title: Board Member/Officer/Director Investment Related:No Start Date: 05/22/2018 Hours per month devoted to this business: 12 Hours per month devoted to this business during trading hours: 4 Description of duties: Board Member (3)Name of Business : American Dental Association Address: 211 East Chicago Ave, Chicago, IL Nature of the Business: Board Member/Officer/Director Position/Title: Board Member/Officer/Director Investment Related: No Start Date: 11/07/2018 Hours per month devoted to this business: 4 Hours per month devoted to this business during trading hours: 2 Description of duties: Liaison to the American Dental Association's ("ADA") Council on Advocacy for Access and Prevention ("CAAP"). Primary role is to attend two council meetings per year at the ADA's headquarters in Chicago, along with conference calls throughout the year.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-09-18 |
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