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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-02-23
FL RA APPROVED 2020-12-08
  • TX RA
    APPROVED_RES
    Since 2023-02-23
  • FL RA
    APPROVED
    Since 2020-12-08

Branch Locations

Tampa, FL • United States

3903 Northdale Boulevard Suite 270E, Tampa, FL 33624 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raven Law Group Pllc Tampa FL 06/2017 Present
Raven Marketing Group Llc Tampa FL 12/2009 Present
National Securities Corporation Tampa FL 08/2014 12/2020
Cetera Financial Specialists Llc Schaumburg IL 12/2020 Present
Cetera Investment Advisers Llc Schaumburg IL 12/2020 Present
Raven Insurance Group Llc, We Insure Generations Tampa FL 10/2021 Present
  • 06/2017 → Present
    Raven Law Group Pllc
    Tampa, FL
  • 12/2009 → Present
    Raven Marketing Group Llc
    Tampa, FL
  • 08/2014 → 12/2020
    National Securities Corporation
    Tampa, FL
  • 12/2020 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 12/2020 → Present
    Schaumburg, IL
  • 10/2021 → Present
    Raven Insurance Group Llc, We Insure Generations
    Tampa, FL
Previous Registrations
Other Businesses

1)RAVEN LAW GROUP PLLC; TAMPA, FL; NON-INVESTMENT RELATED; LEGAL AND TAX SERVICES/ATTORNEY/CPA; OWNER; 4 HRS/MO 2)RAVEN MARKETING GROUP LLC; TAMPA, FL; NON-INVESTMENT RELATED; MARKET AND SALE WARRANTY SERVICE CONTRACTS WITH LOCAL CAR DEALERSHIPS; 4 HRS/MO 3)POA FOR IMMEDIATE FAMILY MEMBER; NON-INVESTMENT RELATED 4) NAME OF OTHER BUSINESS: GENERATIONS TAX & WEALTH MANAGEMENT ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: CPA & WEALTH MANAGEMENT FIRM ; START DATE: 12/2020 ; POSITION/TITLE/RELATIONSHIP: CPA / FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: INVESTMENTS, ACCOUNTING & BOOKKEEPING ; 5)NAME OF OTHER BUSINESS: RAVEN MARKETING GROUP LLC ; INVESTMENT RELATED: NO ADDRESS: 301 W PLAT ST, TAMPA, FL 33606 ; NATURE OF BUSINESS: MERCHANT SERVICE REFERRALS ; START DATE: 12/2020 ; POSITION/TITLE/RELATIONSHIP: OWNER ; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; BRIEF DESCRIPTION OF DUTIES: REFER CLIENTS TO PAYROLL COMPANIES AND RECEIVE REFERRAL FEES FOR PAYROLL SERVICES AND MERCHANT CARD PROCESSING ; 6) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 10/2021, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT, BRIEF DESCRIPTION OF DUTIES: SELLS HEALTH, PROPERTY & CASUALTY; 7) NAME OF OTHER BUSINESS: N/A INVESTMENT RELATED: NO, ADDRESS: TAMPA, FL & TENNYSON, IN NATURE OF BUSINESS: REAL ESTATE, START DATE: 01/2015, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 1, MAY BE DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: OWNED RENTAL PROPERTIES; 8) NAME OF OTHER BUSINESS: RAVEN INSURANCE GROUP LLC, WE INSURE GENERATIONS; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 10/2021, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 2, APX NUMBER OF HOURS DURING TRADING HOURS: 2, BRIEF DESCRIPTION OF DUTIES: DBA FOR SALE & SERVICE OF FIXED INSURANCE;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-05-27
  • S66 Uniform Combined State Law Examination
    2013-05-27

View on SEC IAPD

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