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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2025-05-05 |
| TX | RA | APPROVED_RES | 2025-05-04 |
| SC | RA | APPROVED | 2025-05-02 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Boynton Beach | FL | 04/2013 | 09/2017 |
| Jpmorgan Chase Bank | Coconut Creek | FL | 03/2012 | 01/2018 |
| Jpmorgan Chase Bank, N.A. | Boynton Beach | FL | 01/2018 | 10/2018 |
| Jpmorgan Chase Bank (Mi) | Charlotte | NC | 10/2018 | 05/2025 |
| Jp Morgan Securities Llc | Charlotte | NC | 10/2018 | 05/2025 |
| Wells Fargo Clearing Services, Llc | Fort Mill | SC | 05/2025 | Present |
UNTAMED WATERS BREWING, LLC; NOT INV RELATED; FORT MILL, SC; 49% OWNERSHIP; 09/2023; 5 HOURS PER MONTH; 0 DURING TRADING; BREWERY/BREWPUB/RESTAURANT HZ FAMILY HOLDINGS LLC; INV RELATED; FORT MILL,SC; FAMILY ASSET HOLDING;50% OWNERSHIP; START DATE: 06/09/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING;| 407 TOM HALL STREET LLC ; INV RELATED;FORT MILL,SC; 25% OWNERSHIP; START DATE: 06/10/2025; 3 HRS PER MONTH; 3 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-11-13 |
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