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Sophie Marilyn Barnett

J.P. Morgan Securities LLC

New York, NY

New York, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2024-06-05
TX RA APPROVED 2022-11-28
  • NY RA
    APPROVED
    Since 2024-06-05
  • TX RA
    APPROVED
    Since 2022-11-28

Branch Locations

New York, NY • United States

277 Park Avenue 2Nd & 3Rd Floor, New York, NY 10172 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York TX 05/2019 Present
Sophie Barnett Solutions Hinesville GA 09/2015 12/2018
Sophie Barnett Solutions San Antonio TX 01/2019 04/2019
Jpmorgan Chase Bank, N.A. New York TX 05/2019 Present
  • 05/2019 → Present
    J.P. Morgan Securities Llc
    New York, TX
  • 09/2015 → 12/2018
    Sophie Barnett Solutions
    Hinesville, GA
  • 01/2019 → 04/2019
    Sophie Barnett Solutions
    San Antonio, TX
  • 05/2019 → Present
    Jpmorgan Chase Bank, N.A.
    New York, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-08-01
S63 Uniform Securities Agent State Law Examination 2019-07-22
  • S66 Uniform Combined State Law Examination
    2022-08-01
  • S63 Uniform Securities Agent State Law Examination
    2019-07-22
Other Names
  • Sophie Wambura Karanja
  • Sophie Karanja
  • Maryln Barnett
  • Maryln Sophie Barnett
  • Maryln Barnett

View on SEC IAPD

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