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Western Springs, IL • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-06-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Manning & Napier Investor Services, Inc. | Fairport | NY | 04/2013 | 08/2022 |
| Manning & Napier Advisors, Llc | Fairport | NY | 01/2014 | 01/2017 |
| Manning & Napier Advisors, Llc | Fairport | NY | 01/2017 | 08/2022 |
| Self - Employed Contractor | Minneapolis | MN | 08/2022 | 04/2024 |
| B. Riley Wealth Management | Memphis | TN | 04/2024 | 11/2024 |
| B. Riley Wealth Advisors | Memphis | TN | 04/2024 | 11/2024 |
| Lemme Investment Group, Llc | Glenview | IL | 11/2024 | Present |
| Sands Wealth Strategies, Llc | Western Springs | IL | 06/2026 | Present |
-Lemme Investment Group, LLC (LIG). -Yes, investment-related. -1914 George Court, Glenview, IL 60025. -LIG is a registered investment adviser. -My position is Financial Advisor and Chief Compliance Officer (LIG's owner is retiring in Spring 2026 and I am the owner's successor. Clients that wish to continue to work with me will move to Sands Wealth Strategies, LLC (SWS) and then we will separate from LIG and close LIG). -My titles are Financial Advisor and Chief Compliance Officer. -Start Date at LIG: 11/2024. -Currently devoting 160 hours / month to LIG (40 hours / week). After transitioning clients who wish to work with me to SWS, LIG will close, ending dual registration with LIG. I will then devote same number of hours to clients at SWS as when at LIG. During the dual registration period, I will remain available to all LIG clients and prospects at all times. -Regarding hours devoted during securities trading hours, currently devoting 100+ hours / month to LIG. After LIG's owner retires and closes LIG, I will devote same number of hours to clients at SWS as before at LIG. During the dual registration period, I will be available to all LIG / SWS clients and prospects during all trading hours. -At LIG, I am a Financial Advisor and Chief Compliance Officer, helping LIG's owner serve clients and their needs.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 2013-05-23 |
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