Derrick Nguyen

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-01-24
HI	RA	APPROVED	2025-01-24
TX	RA	APPROVED_RES	2025-01-24

CA RA
APPROVED

Since 2025-01-24
HI RA
APPROVED

Since 2025-01-24
TX RA
APPROVED_RES

Since 2025-01-24

Branch Locations

695 Town Center Dr Suite 700, Costa Mesa, CA 92626 • United States

737 Bishop Street Suite 2820, Honolulu, HI 96813 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Lincoln Financial Advisors	Irvine	CA	11/2014	01/2025
Osaic Wealth, Inc.	Irvine	CA	01/2025	Present

11/2014 → 01/2025

Lincoln Financial Advisors

Irvine, CA
01/2025 → Present

Osaic Wealth, Inc.

Irvine, CA

Previous Registrations

2015-04-21 → 2025-01-24

Osaic Fa, Inc.

Irvine, CA

Los Angeles, CA

Irvine, CA

Honolulu, HI

Other Businesses

1) DERRICK NGUYEN - INSURANCE POSITION: agent NATURE: sell insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 01/01/2015 ADDRESS: 695 Town Center Drive, Suite 700, Costa Mesa CA 92626, United States DESCRIPTION: sell insurance

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-04-20

S66 Uniform Combined State Law Examination

2015-04-20

View on SEC IAPD