John Michael Wisenbaker

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2019-01-04

CA RA
APPROVED

Since 2019-01-04

Branch Locations

5932 Bolsa Avenue Suite 107, Huntington Beach, CA 92649 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Sii	Huntington Beach	CA	01/2018	Present
Capital Resources & Insurance, Inc.	Huntington Beach	CA	04/2013	Present
U.S. Army Reserves	Los Alamitos	CA	06/2010	Present
Royal Alliance Associates, Inc.	Huntington Beach	CA	11/2018	Present

01/2018 → Present

Sii

Huntington Beach, CA
04/2013 → Present

Capital Resources & Insurance, Inc.

Huntington Beach, CA
06/2010 → Present

U.S. Army Reserves

Los Alamitos, CA
11/2018 → Present

Royal Alliance Associates, Inc.

Huntington Beach, CA

Other Businesses

1. CAPITAL RESOURCES & INSURANCE, INC. POSITION: Registered Assistant NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 35 SECURITIES TRADING HOURS: 15 START DATE: 04/08/2013 ADDRESS: 5932 Bolsa Ave., Ste. 107, Huntington Beach CA 92649, United States DESCRIPTION: I'm the registered assistant to a Registered Rep and OSJ of Osaic. He has clients of his own that I assist and I also assist in most of his clerical needs.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2018-12-20

S66 Uniform Combined State Law Examination

2018-12-20