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Kristen Jo Sario

Rockefeller Capital Management

Atlanta, GA

Rockefeller Financial LLC

Atlanta, GA

Boca Raton, FL

Arlington, VA

Bethesda, MD

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Current Employers
Rockefeller Capital Management

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-08-05
TX RA APPROVED 2024-08-02
  • GA RA
    APPROVED
    Since 2024-08-05
  • TX RA
    APPROVED
    Since 2024-08-02

Branch Locations

3060 Peachtree Road, Nw, Suite 110, Atlanta, GA 30305 • United States

Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-06-01
GA RA APPROVED 2022-05-10
  • TX RA
    APPROVED
    Since 2022-06-01
  • GA RA
    APPROVED
    Since 2022-05-10

Branch Locations

3060 Peachtree Road, Nw, Suite 110, Atlanta, GA 30305 • United States

5355 Town Center Rd Floor 6, Boca Raton, FL 33486 • United States

1812 N Moore St, Suite 1700, Arlington, VA 22209 • United States

2 Bethesda Metro Center, Suite 800, Bethesda, MD 20814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Charlotte NC 06/2009 05/2022
Rockefeller Financial Llc Atlanta GA 05/2022 Present
Rockefeller Capital Management Atlanta GA 08/2024 Present
Previous Registrations
  • 2009-06-01 → 2022-05-23
    Morgan Stanley
    Gainesville, FL
    Palm Beach Gardens, FL
    Sarasota, FL
    Boca Raton, FL
    Charlotte, NC
    St Simons Island, GA
    Charlotte, NC
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Gainesville, FL
  • 2006-06-21 → 2007-04-02
    Morgan Stanley Dw Inc.
    Ocala, FL
    Gainesville, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-06-19
  • S66 Uniform Combined State Law Examination
    2006-06-19
Other Names
  • Kristen Jo Marken
  • Kristen Sario
  • Kristen Jo Sario

View on SEC IAPD

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