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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2019-01-24
TX RA APPROVED_RES 2012-03-27
  • CT RA
    APPROVED
    Since 2019-01-24
  • TX RA
    APPROVED_RES
    Since 2012-03-27

Branch Locations

Nantucket, MA • United States

One Post Office Square 35Th Floor, Boston, MA 02109 • United States

Boston, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc Boston MA 03/2009 Present
Other Businesses

1)AWS 2009 IRREVOCABLE TRUST / CHARITABLE TRUST / TRUSTEE/ START DATE 06/01/2009. 2) ST PAULS SCHOOL FOR BOYS / PO BOX 8100 MD 21022 / EDUCATIONAL INSTITUTIONAL / CHARITY / PRIVATE K-12 SCHOOL / ADVISORY ROLE FOR SCHOOL BOARD / TRUSTEE / START DATE 08/31/2010. 3)B W S Rev, Trustto hold some of my mothers personal finical assets,LuthervilleMDUnited States,help my mother with her financial matters, Start date -1/20/2026 4)T S Jr Rev Trust,To hold some investment assets of my father,MDUnited States,help administer my fathers fincial matters, send moey to his personal acct to pay bills etc, Start date -1/20/2026

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-04-28
  • S66 Uniform Combined State Law Examination
    2006-04-28

View on SEC IAPD

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