Christopher Paul Klauck

Current Employers

Allspring Funds Management, Llc

1415 Vantage Park Drive 3Rd Floor, Charlotte, NC 28203 • United States

Current Registrations

Authority	Category	Status	Date
NC	RA	APPROVED	2026-02-02

NC RA
APPROVED

Since 2026-02-02

Branch Locations

Huntersville, NC • United States

1415 Vantage Park Drive 3Rd Floor, Charlotte, NC 28203 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Bank, Na	Shorewood	WI	01/2011	08/2017
Wells Fargo Clearing Services, Llc	Shorewood	WI	08/2017	04/2019
Wells Fargo Funds Distributor, Llc.	Menomonee Falls	WI	04/2019	10/2021
Allspring Funds Distributor, Llc	Menomonee Falls	WI	11/2021	Present
Allspring Funds Management, Llc	Menomonee Falls	WI	11/2021	Present

01/2011 → 08/2017

Wells Fargo Bank, Na

Shorewood, WI
08/2017 → 04/2019

Wells Fargo Clearing Services, Llc

Shorewood, WI
04/2019 → 10/2021

Wells Fargo Funds Distributor, Llc.

Menomonee Falls, WI
11/2021 → Present

Allspring Funds Distributor, Llc

Menomonee Falls, WI
11/2021 → Present

Allspring Funds Management, Llc

Menomonee Falls, WI

Previous Registrations

2017-12-07 → 2019-04-11

Wells Fargo Clearing Services, Llc

Shorewood, WI

Milwaukee, WI

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-12-04
S63	Uniform Securities Agent State Law Examination	2006-04-12

S66 Uniform Combined State Law Examination

2017-12-04
S63 Uniform Securities Agent State Law Examination

2006-04-12

Other Names

Christopher P Klauck
Chris Klauck

View on SEC IAPD