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Adam Richard Johnson

J.P. Morgan Securities LLC

Westlake Village, CA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-10-31
TX RA APPROVED_RES 2023-10-31
  • CA RA
    APPROVED
    Since 2023-10-31
  • TX RA
    APPROVED_RES
    Since 2023-10-31

Branch Locations

2931 Townsgate Road, Westlake Village, CA 91361 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Santa Barbara CA 04/2013 11/2016
Wells Fargo Clearing Services, Llc Santa Barbara CA 11/2016 02/2022
City National Bank Westlake Village CA 02/2022 10/2023
City National Securities, Llc Westlake Village CA 02/2022 10/2023
Jpmorgan Chase Bank, N.A. Westlake Village CA 10/2023 Present
J.P. Morgan Securities Llc Westlake Village CA 10/2023 Present
  • 04/2013 → 11/2016
    Wells Fargo Advisors, Llc
    Santa Barbara, CA
  • 11/2016 → 02/2022
    Wells Fargo Clearing Services, Llc
    Santa Barbara, CA
  • 02/2022 → 10/2023
    City National Bank
    Westlake Village, CA
  • 02/2022 → 10/2023
    City National Securities, Llc
    Westlake Village, CA
  • 10/2023 → Present
    Jpmorgan Chase Bank, N.A.
    Westlake Village, CA
  • 10/2023 → Present
    J.P. Morgan Securities Llc
    Westlake Village, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-10-01
  • S66 Uniform Combined State Law Examination
    2013-10-01
Other Names
  • Adam Richard Johnson
  • Adam R Johnson

View on SEC IAPD

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Other Offices

MANCHESTER FINANCIAL INC · WESTLAKE VILLAGE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WESTLAKE VILLAGE, CA
EAGLE STRATEGIES LLC · WESTLAKE VILLAGE, CA
RKS MANAGEMENT, INC. · WESTLAKE VILLAGE, CA
MERCER GLOBAL ADVISORS INC. · Westlake Village, CA
LPL FINANCIAL LLC · WESTLAKE VILLAGE, CA
MML INVESTORS SERVICES, LLC · WESTLAKE VILLAGE, CA
EDWARD JONES · Westlake Village, CA

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