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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-04-22
  • MD RA
    APPROVED
    Since 2025-04-22

Branch Locations

Chantilly, VA • United States

2600 Tower Oaks Blvd #220, Rockville, MD 20852-4218 • United States

2600 Tower Oaks Blvd #220, Rockville, MD 20852-4218 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Rockville MD 04/2013 Present
Maryland Financial Group, Inc. Rockville MD 08/2018 Present
  • 04/2013 → Present
    Rockville, MD
  • 08/2018 → Present
    Maryland Financial Group, Inc.
    Rockville, MD
Previous Registrations
  • 2021-05-20 → 2025-07-16
    Maryland Financial Group, Inc.
    Fairfax, VA
    Rockville, MD
Other Businesses

1. Maryland Financial Group, Inc. - DBA: (Hybrid) The Monitor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - 8/21/2018: Administrative Associate - 05/2021: Registered Assistant (IAR) - 80 Hours/ 90% During Trading Hours- Administrative services/Trading 2. LPL Financial LLC - Investment Related - At Reported Business Location(s) - Registered Broker Dealer - 04/2013 : Administrative Associate - 08/2019: Registered Assistant (RR) - 80 Hours/90% During Trading Hours - Administrative services/Trading 3. 04/01/2013 Marshall Chawla & Associates - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - not an other business activity 4. 10/29/2021 - The Monitor Group, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 05/30/2016 - 160 Hours Per Month/160 Hours During Securities Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-01-31
  • S66 Uniform Combined State Law Examination
    2020-01-31

View on SEC IAPD

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