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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-04-22 |
Branch Locations
2600 Tower Oaks Blvd #220, Rockville, MD 20852-4218 • United States
2600 Tower Oaks Blvd #220, Rockville, MD 20852-4218 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Rockville | MD | 04/2013 | Present |
| Maryland Financial Group, Inc. | Rockville | MD | 08/2018 | Present |
1. Maryland Financial Group, Inc. - DBA: (Hybrid) The Monitor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - 8/21/2018: Administrative Associate - 05/2021: Registered Assistant (IAR) - 80 Hours/ 90% During Trading Hours- Administrative services/Trading 2. LPL Financial LLC - Investment Related - At Reported Business Location(s) - Registered Broker Dealer - 04/2013 : Administrative Associate - 08/2019: Registered Assistant (RR) - 80 Hours/90% During Trading Hours - Administrative services/Trading 3. 04/01/2013 Marshall Chawla & Associates - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - not an other business activity 4. 10/29/2021 - The Monitor Group, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 05/30/2016 - 160 Hours Per Month/160 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-01-31 |
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