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Michael Markiewicz

Rwm Capital, LLC

Noblesville, IN

Sugar Land, TX

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Current Employers
Rwm Capital, Llc

1600 Highway 6 Suite 340, Sugar Land, TX 77478 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2024-03-26
TX RA APPROVED 2024-03-26
  • IN RA
    APPROVED
    Since 2024-03-26
  • TX RA
    APPROVED
    Since 2024-03-26

Branch Locations

4882 Waterhaven Dr., Noblesville, IN 46062 • United States

1600 Highway 6 Suite 340, Sugar Land, TX 77478 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Investment Wyncote PA 09/2015 09/2016
Dearborn & Creggs Sugarland TX 09/2015 09/2016
Markiewicz Financial Llc Noblesville IN 09/2015 Present
Foundations Investment Advisors, Llc Carmel IN 07/2017 Present
Rwm Capital, Llc Sugarland TX 02/2024 Present
Previous Registrations
Other Businesses

1.) Markiewicz Financial LLC. It is investment related; Life Insurance and Fixed/Indexed Annuities. 5143 Citadel Dr. Noblesville, IN 46062. Owner, Partner. began 9/13/15. 160 hours/month.160/month during securities trading hours. Prospect, sell, and maintain client accounts. 2.) RWM Capital, LLC; Investment Related; Sugarland, TX; RIA; Investment Adviser Representative; Start Date 02/2024; Approximately 80 hours/month with all hours during trading hours 3.) Foundations Investment Advisors, LLC; Investment Related; Carmel, IN; RIA; Investment Adviser Representative; Start Date 07/2017; Approximately 80 hours/month with all hours during trading hours

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-06-04
S63 Uniform Securities Agent State Law Examination 2013-07-06
  • S65 Uniform Investment Adviser Law Examination
    2014-06-04
  • S63 Uniform Securities Agent State Law Examination
    2013-07-06
Other Names
  • Michael Richard Markiewicz

View on SEC IAPD

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