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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-10-13
  • TN RA
    APPROVED
    Since 2025-10-13

Branch Locations

8721 Kingston Pike, Knoxville, TN 37923 • United States

103 Hamilton Crossing Drive, Alcoa, TN 37701 • United States

5208 N Broadway, Knoxville, TN 37918 • United States

4510 E Emory Road, Knoxville, TN 37938 • United States

808 Victor Drive, Knoxville, TN 37912 • United States

699 Parkway #5, Sevierville, TN 37862 • United States

2859 Highway 72, Loudon, TN 37774 • United States

2441 Us Highway 411 S, Maryville, TN 37801 • United States

344 West Broadway St, Newport, TN 37821 • United States

116 N. Illinois Avenue, Oak Ridge, TN 37830 • United States

7325 Chapman Highway, Knoxville, TN 37920 • United States

5505 Kingston Pke, Knoxville, TN 37919 • United States

3634 E Magnolia Ave, Knoxville, TN 37914 • United States

4344 Maynardville Highway, Maynardville, TN 37807 • United States

4201 Highway 411, Madisonville, TN 37354 • United States

5409 Millertown Pike, Knoxville, TN 37924 • United States

215 S. Rutgers Avenue, Oak Ridge, TN 37830 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Knox County Sheriffs Office Knoxville TN 07/2015 03/2023
Ornl Federal Credit Union Oak Ridge TN 03/2023 Present
Lpl Financial Knoxville TN 09/2025 Present
  • 07/2015 → 03/2023
    Knox County Sheriffs Office
    Knoxville, TN
  • 03/2023 → Present
    Ornl Federal Credit Union
    Oak Ridge, TN
  • 09/2025 → Present
    Lpl Financial
    Knoxville, TN
Previous Registrations
  • 2013-06-11 → 2015-07-21
    Maryland Heights, MO
    Knoxville, TN
    Maryland Heights, MO
Other Businesses

1. 09/2025 - Mason Bercaw, REALTOR® - Real Estate Rental - Investment Related - 2 Hrs/Mth - 0 Hrs During Trading - Knoxville, TN 37919 - OBA Start Date: 04/01/2021 2. Investment products and services are offered through LPL Financial LLC using the DBA/trade name ORNL FCU Wealth Management - Investment Related - At Reported Business Location(s) - Start Date: 09/2025 3. 09/2025 - Mason Bercaw - Real Estate Rental - Investment Related - 2 Hrs/Mth - 0 Hrs During Trading - Mascot, TN 37806 - OBA Start Date: 10/01/2019

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-10-10
  • S66 Uniform Combined State Law Examination
    2025-10-10
Other Names
  • Mason Bercaw

View on SEC IAPD

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