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Dana Maria Paul

Charles Schwab & Co., Inc.

Orlando, FL

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2014-04-24
  • FL RA
    APPROVED
    Since 2014-04-24

Branch Locations

1958/1950/1991/2001 Summit Park Dr. Orlando Campus, Orlando, FL 32810 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co, Inc Orlando FL 04/2013 Present
Other Businesses

1) Rental Property | Investment Related:No|575 E Compton Ct|DeLand|FL|32724|USA|Real Estate (Non-Agent/Broker)|Homeowner|7/1/2018|Varies|0|I own the home and rent it out to tenants. , 2) Frankford LLC | Investment Related:No|Other|Member |10/6/2022|Less than 20|0|No active responsibilities. My husband would like to add me as a 1% owner for contingency and estate planning purposes.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-04-18
  • S66 Uniform Combined State Law Examination
    2014-04-18
Other Names
  • Dana Maria Sotero

View on SEC IAPD

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