Albert Wu

Current Employers

Employment History

• 04/2013 → 10/2019
  Edward Jones
  St Louis, MO
• 10/2019 → Present
  Raymond James Financial Services, Inc.
  Reston, VA
• 10/2019 → Present
  Raymond James Financial Services Advisors, Inc.
  Reston, VA
• 10/2019 → 01/2024
  Freedom Street Partners
  Fairfax, VA

Previous Registrations

• 2013-08-05 → 2019-10-27
  Edward Jones
  Oakton, VA
  St Louis, MO
  Ashburn, VA

Other Businesses

(1)Name of Business: NeXco Inc Address: 2961-A Hunter Mill Rd #638, Oakton, VA, 22124, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 09/02/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Shareholder of neXco Inc (2)Name of Business: Triad Partners Address: 11790 Sunrise Valley Dr Ste 103, Reston, VA, 20191-1438, United States Activity Type: Non-variable Insurance Position/Title: Broker Investment Related: Yes Start Date: 05/31/2026 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Advisors Excel is an IMO/FMO we are using for fixed annuity products (not FIA products, we understand we are required to go through PCN - OneInsurance for this). We are on the Corporate RIA side and told using an external IMO/FMO was fine doing products that are not FIA through them.\n\nPer Kristine Bergin: \n"You are only required to use OIS for FIA business and fee-based VA business. You are able to do other insurance through an IMO or FMO of your choice. " \n (3)Name of Business: Vocare Wealth Advisors Address: 11790 Sunrise Valley Drive Suite 103, Reston, VA, 20191, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 09/30/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Owner of Wu Financial Services LLC which has been my LLC company under Raymond James since October 2019. We changed the name to ForwardLook Wealth Planning and then changed again to Vocare Wealth Advisors.\nWe will be DBA as Vocare Wealth Advisors

Exams

• S66 Uniform Combined State Law Examination
  2013-06-07

Designations