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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-07-10 |
| SC | RA | APPROVED | 2013-07-23 |
| NC | RA | APPROVED | 2013-07-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Charlotte | NC | 04/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 11/2016 | Present |
MOVE ON LLC, INV RELATED, JOHNS ISLAND, SC, 100% OWNERSHIP WITH SPOUSE, START 5/31/2019, ZERO HOURS PER MONTH, ZERO DURING TRADING, HOLDS LONG TERM LAND PURCHASE. RENTAL PROPERTY; INV RELATED; MEADOWVIEW, VA; 10% OWNERSHIP WITH SPOUSE; START DATE 3/29/2024; 0 HOURS PER MONTH; 0 DURING TRADING; CO-OWNER. BREATHE IN BREATHE OUT LLC; INV RELATED; CHARLESTON, SC; 10% OWNERSHIP WITH SPOUSE; START DATE 4/5/2024; 2 HOURS PER MONTH; 0 DURING TRADING; CO-OWNER AND ASSIST WITH DECISIONS FOR MAINTAING REAL ESTATE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-07-19 |
| S65 | Uniform Investment Adviser Law Examination | 2006-06-30 |
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