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Current Employers
Souther Capital Management L.L.C.

Jupiter, FL • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-06-21
  • TX RA
    APPROVED
    Since 2013-06-21

Branch Locations

Jupiter, FL • United States

Wichita Falls, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Booz Digital El Segundo CA 01/2013 04/2019
Souther Capital Management L.L.C. Wichita Falls TX 03/2013 Present
Carrier Corporation Palm Beach Gardens FL 04/2019 Present
International Battery Metals Plano TX 10/2024 Present
Hgh Newark DE 01/2026 Present
  • 01/2013 → 04/2019
    Booz Digital
    El Segundo, CA
  • 03/2013 → Present
    Wichita Falls, TX
  • 04/2019 → Present
    Carrier Corporation
    Palm Beach Gardens, FL
  • 10/2024 → Present
    International Battery Metals
    Plano, TX
  • 01/2026 → Present
    Hgh
    Newark, DE
Other Businesses

Carrier; Exec Director; Investment Related: No; 13995 Pasteur Boulevard Palm Beach Gardens, FL 33418; HVAC, Refrigeration and Fire and Security Products Manufacturer; Duties: Digital Strategy; 2019-04-01; Hours per month devoted to business during trading hours: 40; Hours per month devoted to business outside trading hours: 10; Percentage of total yearly compensation expected to be derived from the business: 95; International Battery Metals; Director ; Non Investment Related; 6100 Tennyson Parkway, Suite 240 Plano Texas 75024; Commercial Scale Modular Direct Lithium Extraction. ; Serve on the Board of Directors and the Audit Committee.; 2024-10-31; Hours per month devoted to business during trading hours: 3; Hours per month devoted to business outside trading hours: 1; Percentage of total yearly compensation expected to be derived from the business: 7; Website address for the organization: https://www.ibatterymetals.com/. HGH; CIO; Not Investment Related; 307 Ruthar Lane Newark DE 19711; Description: Private equity owned home services company; 2026-01-12; 120 Hours per month devoted to business during trading hours; 120 Hours per month devoted to business outside trading hours; 80 Percent of total yearly compensation expected to be derived from the business.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-05-06
  • S65 Uniform Investment Adviser Law Examination
    2013-05-06

View on SEC IAPD

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