Jacklyn Sheraton Tran

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2021-02-03
CA	RA	APPROVED	2017-10-09

TX RA
APPROVED_RES

Since 2021-02-03
CA RA
APPROVED

Since 2017-10-09

Branch Locations

245 Lytton Avenue Suite 200, Palo Alto, CA 94301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Cupertino	CA	03/2015	Present
Morgan Stanley Private Bank, N.A.	New York	NY	12/2018	Present

03/2015 → Present

Morgan Stanley

Cupertino, CA
12/2018 → Present

Morgan Stanley Private Bank, N.A.

New York, NY

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-10-09
S63	Uniform Securities Agent State Law Examination	2013-06-14

S65 Uniform Investment Adviser Law Examination

2017-10-09
S63 Uniform Securities Agent State Law Examination

2013-06-14

Other Names

Jacklyn Tran

View on SEC IAPD

Other Firms

STRATEGIC ADVISERS LLC

CITIGROUP GLOBAL MARKETS INC.

AMERIPRISE FINANCIAL SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

WAVERLEY CAPITAL MANAGEMENT, LLC

LUMINARI CAPITAL MANAGEMENT, LLC

Other Investors

DANIEL P MCGOVERN

SIRMA M TZOUTZOVA

LARYSA P SMYKOVSKAYA

Other Offices

STRATEGIC ADVISERS LLC · PALO ALTO, CA

CITIGROUP GLOBAL MARKETS INC. · Palo Alto, CA

DCVC · PALO ALTO, CA

DCVC BIO · PALO ALTO, CA

AMERIPRISE FINANCIAL SERVICES, LLC · Palo Alto, CA

WELLS FARGO CLEARING SERVICES, LLC · PALO ALTO, CA

WELLS FARGO CLEARING SERVICES, LLC · PALO ALTO, CA

WELLS FARGO CLEARING SERVICES, LLC · PALO ALTO, CA

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