Thomas Patrick Geissler

Current Employers

Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2024-11-14
TX	RA	APPROVED	2024-11-14

MN RA
APPROVED

Since 2024-11-14
TX RA
APPROVED

Since 2024-11-14

Branch Locations

Saint Micheal, MN • United States

600 Highway 169 Suite 1000, St Louis Park, MN 55426 • United States

249 Central Avenue East Suite 2, St. Michael, MN 55376 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pruco Securities, Llc.	St. Michael	MN	03/2013	11/2024
Prudential Insurance Company Of America	St. Michael	MN	03/2013	Present
Lpl Enterprise, Llc	St. Michael	MN	11/2024	Present

03/2013 → 11/2024

Pruco Securities, Llc.

St. Michael, MN
03/2013 → Present

Prudential Insurance Company Of America

St. Michael, MN
11/2024 → Present

Lpl Enterprise, Llc

St. Michael, MN

Previous Registrations

2016-08-31 → 2024-11-14

Pruco Securities, Llc.

Sartell, MN

St. Louis Park, MN

St. Michael, MN

Other Businesses

1. 11/14/2024 - Geissler Financial - DBA for LPL Business (entity for LPL business) - Saint Michael, MN - INV REL - Start Date 02/26/2019 - 160hrs/mth 2. 07/08/2025 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv related - At reported business location(s)

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-08-08
S63	Uniform Securities Agent State Law Examination	2013-05-13

S65 Uniform Investment Adviser Law Examination

2016-08-08
S63 Uniform Securities Agent State Law Examination

2013-05-13

Other Names

Tom Geissler

View on SEC IAPD