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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2022-06-28
  • IA RA
    APPROVED
    Since 2022-06-28

Branch Locations

Washington, IA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 08/2013 Present
Cambridge Investment Research, Inc. Fairfield IA 04/2013 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 05/2016 Present
  • 08/2013 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 04/2013 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 05/2016 → Present
    Fairfield, IA
Other Businesses

1. EBAYS SALES, 623 E Tyler Street, Washington IA 52353, United States, 09/2013, Owner, Retail Sales/Distribution, NIR, 5 HR/MO, 0 HR/MO TRADING 2. NAVYDAD25 SELLER ID, 5850 ASBY WAY, CUMMING, GA 30040 ; BEGAN 10/10/2009 ; AS OWNER ; NOT INVESTMENT RELATED L DEVOTES 5 HRS/WK ; NONE DURING TRADING HOURS. 3. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20 HR/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 4. SONGWRITER, 623 E Tyler Street, Washington IA 52353, United States, 01/2024, Songwriter - Individual Freelance, Songwriter - Individual Freelance, NIR, 10 HR/MO, 0 HR/MO TRADING 5. INTEGRA FINANCIAL MANAGEMENT INC, 623 E Tyler Street, Washington IA 52353, United States, 09/2025, OSJ Designee for Gary Wargo, DBA Name, NIR, 15 HR/MO, 15 HR/MO TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-05-06
  • S66 Uniform Combined State Law Examination
    2016-05-06
Other Names
  • Dave Morris

View on SEC IAPD

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