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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-01-05 |
| MN | RA | APPROVED | 2019-05-01 |
Branch Locations
Minneapolis, MN • United States
2 Carlson Parkway N Suite 320, Plymouth, MN 55447 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Allianz Life Financial Services, Llc | Minneapolis | MN | 08/2014 | 03/2019 |
| Allianz Life Insurance Company Of North America | Minneapolis | MN | 08/2014 | 03/2019 |
| Mass Mutual Life Insurance Company | Plymouth | MN | 03/2019 | Present |
| Mml Investors Services, Llc | Plymouth | MN | 03/2019 | Present |
(1)NAME: EGN UNLIMITED LLC INV REL: Y ADD: 2 CARLSON PARKWAY N, SUITE 320, PLYMOUTH, MN 55447 NATURE/DUTIES: OWNER OF LLC FOR PASS THROUGH COMPENSATION POSITION: OWNER START DATE: 03/20/2024 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0 (2)NAME: PROSPER HILL WEALTH MANAGEMENT INV REL: Y ADD: 2 CARLSON PARKWAY N, SUITE 320, PLYMOUTH, MN 55447 NATURE: LEGAL ENTITY FOR BUSINESS PURPOSES POSITION: OWNER START DATE: 05/01/2025 NO. HR/MO: 2 NO. HR/MO DURING SEC TRADING: 0 DUTIES: LEGAL ENTITY FOR BUSINESS PURPOSES
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-04-19 |
| S63 | Uniform Securities Agent State Law Examination | 2014-10-03 |
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