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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-10-15 |
| WI | RA | APPROVED | 2013-06-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Waukesha | WI | 03/2013 | Present |
| Bank Of America, N.A. | Waukesha | WI | 07/2013 | Present |
I*606304For profit or not for profit: Entity For ProfitName of outside business organization: Randy DiVitoInvestment related: NAddress of business: Delafield, Wisconsin, 53018Nature of business: ["Sole Proprietorship"]Position, title, association: ["Officer"], Start date of relationship: 12/6/2021Number of hours devoted: 4 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , I will own nodes on a network and will need to monitor the performance of the nodes. I*2934270, Entity Type: , Name of OBA: Two Rivers Condo Association, Address: New London, Wisconsin, 54961, Investment Related: N, Position, Title, Association: Other, Employee State Date: 01/01/2026, No Hours: 10 Yearly, No Hours during Trading: 0 Yearly, Duties: I will be the secretary. We have 4 quarterly meeting and 1 annual meeting and I will keep the minutes of the meetings and distribute the minutes among the members. To manage and take care of a 5 building, 10 unit condo
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-06-14 |
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