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Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-07-26
  • PA RA
    APPROVED
    Since 2023-07-26

Branch Locations

Pittsburgh Main Pnc Investments 300 Fifth Avenue, 26Th Floor, Pittsburgh, PA 15222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Imperial PA 12/2013 09/2016
First Niagara Bank Imperial PA 12/2013 09/2016
Key Investment Services Llc Plymouth Meeting PA 09/2016 02/2017
Keybank Imperial PA 09/2016 02/2017
Key Investment Services, Llc Plymouth Meeting PA 02/2017 06/2017
Keybank Pepper Pike OH 02/2017 06/2017
Key Investment Services, Llc Pepper Pike OH 06/2017 05/2018
Keybank Imperial PA 06/2017 05/2018
Wells Fargo Clearing Services Llc Canonsburg PA 05/2018 02/2021
Pnc Wealth Management Pittsburgh PA 05/2023 Present
United States Post Office Pittsburgh PA 09/2022 11/2022
Unemployed Pittsburgh PA 02/2021 09/2022
Unemployed Pittsburgh PA 11/2022 05/2023
  • 12/2013 → 09/2016
    Lpl Financial
    Imperial, PA
  • 12/2013 → 09/2016
    First Niagara Bank
    Imperial, PA
  • 09/2016 → 02/2017
    Plymouth Meeting, PA
  • 09/2016 → 02/2017
    Keybank
    Imperial, PA
  • 02/2017 → 06/2017
    Plymouth Meeting, PA
  • 02/2017 → 06/2017
    Keybank
    Pepper Pike, OH
  • 06/2017 → 05/2018
    Pepper Pike, OH
  • 06/2017 → 05/2018
    Keybank
    Imperial, PA
  • 05/2018 → 02/2021
    Canonsburg, PA
  • 05/2023 → Present
    Pnc Wealth Management
    Pittsburgh, PA
  • 09/2022 → 11/2022
    United States Post Office
    Pittsburgh, PA
  • 02/2021 → 09/2022
    Unemployed
    Pittsburgh, PA
  • 11/2022 → 05/2023
    Unemployed
    Pittsburgh, PA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-24
S65 Uniform Investment Adviser Law Examination 2017-06-22
S63 Uniform Securities Agent State Law Examination 2013-05-23
  • S66 Uniform Combined State Law Examination
    2023-07-24
  • S65 Uniform Investment Adviser Law Examination
    2017-06-22
  • S63 Uniform Securities Agent State Law Examination
    2013-05-23
Other Names
  • Sean R Smith
  • Sean Smith

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