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Michelle Lorraine Pullen

Capital Client Group, Inc.

Los Angeles, CA

San Antonio, TX

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Current Employers
Capital Client Group, Inc.

333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2021-08-24
  • CA RA
    APPROVED
    Since 2021-08-24

Branch Locations

333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States

San Antonio, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Funds Distributors, Inc. Irvine CA 08/2015 01/2017
American Funds San Antonio TX 01/2017 06/2018
American Funds San Antonio TX 06/2018 09/2020
American Funds Los Angeles CA 09/2020 03/2026
Capital Group/Capital Client Group, Inc. Los Angeles CA 03/2026 Present
  • 08/2015 → 01/2017
    American Funds Distributors, Inc.
    Irvine, CA
  • 01/2017 → 06/2018
    American Funds
    San Antonio, TX
  • 06/2018 → 09/2020
    American Funds
    San Antonio, TX
  • 09/2020 → 03/2026
    American Funds
    Los Angeles, CA
  • 03/2026 → Present
    Capital Group/Capital Client Group, Inc.
    Los Angeles, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-04-25
S63 Uniform Securities Agent State Law Examination 2015-09-17
  • S65 Uniform Investment Adviser Law Examination
    2016-04-25
  • S63 Uniform Securities Agent State Law Examination
    2015-09-17
Other Names
  • Michelle Lorraine Pullen
  • Michelle Lorraine Lothers

View on SEC IAPD

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POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
TLG ADVISORS, INC. · Los Angeles, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
NORTHERN TRUST SECURITIES, INC. · LOS ANGELES, CA

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