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Katherine Elizabeth Thomas

Schwab Wealth Advisory, Inc.

Lone Tree, CO

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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-07-29
  • CO RA
    APPROVED
    Since 2026-07-29

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Denver CO 03/2013 07/2026
Ciep Clinic, Sturm College Of Law Denver CO 08/2020 05/2021
Charles Schwab & Co, Inc Lone Tree CO 07/2026 Present
Schwab Wealth Advisory, Inc Lone Tree CO 07/2026 Present
  • 03/2013 → 07/2026
    Lpl Financial, Llc
    Denver, CO
  • 08/2020 → 05/2021
    Ciep Clinic, Sturm College Of Law
    Denver, CO
  • 07/2026 → Present
    Charles Schwab & Co, Inc
    Lone Tree, CO
  • 07/2026 → Present
    Schwab Wealth Advisory, Inc
    Lone Tree, CO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-09
  • S66 Uniform Combined State Law Examination
    2017-03-09

View on SEC IAPD

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