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Current Employers
Cibc Private Wealth Advisors, Inc.

181 West Madison Street 36Th Floor, Chicago, IL 60602 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-02-04
TX RA APPROVED 2022-02-04
  • IL RA
    APPROVED
    Since 2022-02-04
  • TX RA
    APPROVED
    Since 2022-02-04

Branch Locations

181 West Madison St 36Th Floor, Chicago, IL 60602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cibc Private Advisers, Inc. Chicago IL 09/2017 Present
Geneva Advisors Chicago IL 03/2008 08/2017
  • 09/2017 → Present
    Cibc Private Advisers, Inc.
    Chicago, IL
  • 03/2008 → 08/2017
    Geneva Advisors
    Chicago, IL
Other Businesses

Tri Cities Soccer Association , Referee as of September 2022. Non-investment related. Devote approx. 3 hours per week

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-02-04
  • S65 Uniform Investment Adviser Law Examination
    2022-02-04

View on SEC IAPD

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