Brian Frakes

Current Employers

Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

Authority	Category	Status	Date
KY	RA	APPROVED	2025-03-31
TX	RA	APPROVED	2025-03-31

KY RA
APPROVED

Since 2025-03-31
TX RA
APPROVED

Since 2025-03-31

Branch Locations

Villa Hills, KY • United States

100 Crosby Pkwy, Covington, KY 41015-4325 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fidelity Brokerage Services, Llc	Covington	KY	03/2013	Present
Fidelity Investments	Boston	MA	03/2025	Present

03/2013 → Present

Fidelity Brokerage Services, Llc

Covington, KY
03/2025 → Present

Fidelity Investments

Boston, MA

Previous Registrations

2022-11-28 → 2025-03-31

Fidelity Personal And Workplace Advisors

Covington, KY

Other Businesses

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-11-17
S63	Uniform Securities Agent State Law Examination	2013-06-12

S66 Uniform Combined State Law Examination

2022-11-17
S63 Uniform Securities Agent State Law Examination

2013-06-12

Other Names

Brian Richard Frakes

View on SEC IAPD