Joshua D Chase

Current Employers

Good Life Advisors, Llc

1420 Celebration Blvd. Suite 109, Celebration, FL 34747 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-08-17

FL RA
APPROVED

Since 2023-08-17

Branch Locations

Mount Dora, FL • United States

1420 Celebration Blvd. Suite 109, Celebration, FL 34747 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Kingsview Asset Management	Plantation	FL	03/2013	08/2020
Kingsview Financial	Plantation	FL	03/2011	08/2020
B.RIley Wealth Management, Inc.	Memphis	TN	08/2020	06/2023
B. Riley Wealth Advisors, Inc.	Memphis	TN	07/2022	06/2023
Lpl Financial, Llc	Sunrise	FL	06/2023	Present

03/2013 → 08/2020

Kingsview Asset Management

Plantation, FL
03/2011 → 08/2020

Kingsview Financial

Plantation, FL
08/2020 → 06/2023

B.RIley Wealth Management, Inc.

Memphis, TN
07/2022 → 06/2023

B. Riley Wealth Advisors, Inc.

Memphis, TN
06/2023 → Present

Lpl Financial, Llc

Sunrise, FL

Previous Registrations

2022-09-14 → 2023-06-27

B. Riley Wealth Advisors, Inc.

Sunrise, FL
2020-08-19 → 2022-12-31

B. Riley Wealth Management

Sunrise, FL

Memphis, TN
2013-04-09 → 2020-09-11

Kingsview Wealth Management, Llc

Grants Pass, OR

Plantation, FL

Plantation, FL

Other Businesses

1) 06/2023 - Goodlife Advisors, LLC - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 2) 08/09/2023 - Neilsen Rating Household - Other - Survey - Not Investment Related - Home Based - Start Date 08/02/2023 - 0 Hours Per Month/ During Trading

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2012-11-19

S65 Uniform Investment Adviser Law Examination

2012-11-19

View on SEC IAPD