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Samuel Rulli

Fifth Third Securities, Inc.

Cincinnati, OH

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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-29
KY RA APPROVED 2025-08-08
OH RA APPROVED 2023-10-27
  • TX RA
    APPROVED_RES
    Since 2026-01-29
  • KY RA
    APPROVED
    Since 2025-08-08
  • OH RA
    APPROVED
    Since 2023-10-27

Branch Locations

38 Fountain Square Plaza, Cincinnati, OH 45202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services, Llc Covington KY 03/2013 07/2018
Fidelity Personal And Workplace Advisors Boston MA 07/2018 04/2021
Reef Life Aquatics Crescent Springs KY 04/2021 10/2022
Fifth Third Bank Madisonville OH 10/2022 08/2023
Fifth Third Bank Madisonville OH 08/2023 Present
Fifth Third Securities Madisonville OH 08/2023 Present
  • 03/2013 → 07/2018
    Fidelity Brokerage Services, Llc
    Covington, KY
  • 07/2018 → 04/2021
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 04/2021 → 10/2022
    Reef Life Aquatics
    Crescent Springs, KY
  • 10/2022 → 08/2023
    Fifth Third Bank
    Madisonville, OH
  • 08/2023 → Present
    Fifth Third Bank
    Madisonville, OH
  • 08/2023 → Present
    Fifth Third Securities
    Madisonville, OH
Previous Registrations
  • 2018-07-13 → 2021-06-03
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 2014-08-04 → 2018-07-13
    Strategic Advisers Llc
    Covington, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-26
S63 Uniform Securities Agent State Law Examination 2013-06-12
  • S66 Uniform Combined State Law Examination
    2023-10-26
  • S63 Uniform Securities Agent State Law Examination
    2013-06-12
Other Names
  • Sam Rulli
  • Sam Quinn Rulli
  • Samuel Quinn Rulli

View on SEC IAPD

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