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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2021-02-22
  • GA RA
    APPROVED
    Since 2021-02-22

Branch Locations

1100 Peachtree St Ne Ste 1000, Atlanta, GA 30309 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Atlanta GA 06/2014 01/2021
Fugitt Young Atlanta GA 01/2021 02/2021
Fugitt Young Atlanta GA 02/2021 06/2024
Northwestern Mutual Investment Services Llc Atlanta GA 02/2021 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 04/2021 06/2024
Maris School Atlanta GA 08/2021 Present
Bert Clark Atlanta GA 09/2023 06/2024
Northwestern Mutual Life Insurance Company Milwaukee WI 06/2024 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 06/2024 Present
  • 06/2014 → 01/2021
    Ubs
    Atlanta, GA
  • 01/2021 → 02/2021
    Fugitt Young
    Atlanta, GA
  • 02/2021 → 06/2024
    Fugitt Young
    Atlanta, GA
  • 02/2021 → Present
    Atlanta, GA
  • 04/2021 → 06/2024
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 08/2021 → Present
    Maris School
    Atlanta, GA
  • 09/2023 → 06/2024
    Bert Clark
    Atlanta, GA
  • 06/2024 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 06/2024 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
Other Businesses

1. OWNER, CARAVEL HOLDINGS, LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 05/10/2024, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 2. 100% OWNER, TAYLOR RHETT HOLDINGS, LLC, LEGAL ENTITY, START DATE: 05/10/2024, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 3. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES, OR INSURANCE BROKERAGE AGENCIES, NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, MEDICARE, ANNUITY, DISABILITY AND/ OR LONG TERM CARE INSURANCE PRODUCTS, NON INVESTMENT RELATED 4. DARK KNIGHT HOLDINGS LLC, 1230 OLD WOODBINE RD NE, ATLANTA, , GEORGIA, 30319, UNITED STATES OF AMERICA, NON-FINANCIAL SERVICES BUSINESS, START DATE: 12/29/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NON-INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-06-12
  • S66 Uniform Combined State Law Examination
    2013-06-12
Other Names
  • John Taylor Rhett
  • Taylor Rhett

View on SEC IAPD

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