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2601 Main Street Suite 100, Irvine, CA 92614 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2016-01-05 |
Branch Locations
1000 Lakes Dr Ste 325, West Covina, CA 91790 • United States
2601 Main Street Suite 100, Irvine, CA 92614 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | West Covina | CA | 04/2013 | 11/2017 |
| Lpl Financial Llc | West Covina | CA | 11/2017 | 10/2021 |
| Trilogy Capital | West Covina | CA | 01/2016 | Present |
| Trilogy Financial Services Inc | West Covina | CA | 04/2013 | Present |
| Lpl Financial Llc | West Covina | CA | 01/2022 | Present |
1)1/2022- TRILOGY FINANCIAL SERVICES INC- DBA for LPL Business (entity for LPL business)- inv. related- West Covina, CA 2) 1/2022- Trilogy Financial- DBA for LPL Business (entity for LPL business)- inv. related- West Covina, CA 3) 1/2022- Trilogy Insurance- Non-Variable Insurance- Agent selling term and indexed/fixed universal life.- inv. related- West Covina, CA 4) 1/28/2022 - TRILOGY CAPITAL, INC. - DBA: (Hybrid) Trilogy Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 01/04/2022 - 160 Hours Per Month During Securities Trading - Time Spent 100% - I provide investment advisory services through Trilogy Capital, Inc., an independent investment advisor firm. I started this business activity in 1/22. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 2013-04-29 |
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