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Current Employers
Trilogy Capital, Inc.

2601 Main Street Suite 100, Irvine, CA 92614 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-01-05
  • CA RA
    APPROVED
    Since 2016-01-05

Branch Locations

1000 Lakes Dr Ste 325, West Covina, CA 91790 • United States

2601 Main Street Suite 100, Irvine, CA 92614 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Planning Corporation West Covina CA 04/2013 11/2017
Lpl Financial Llc West Covina CA 11/2017 10/2021
Trilogy Capital West Covina CA 01/2016 Present
Trilogy Financial Services Inc West Covina CA 04/2013 Present
Lpl Financial Llc West Covina CA 01/2022 Present
  • 04/2013 → 11/2017
    National Planning Corporation
    West Covina, CA
  • 11/2017 → 10/2021
    West Covina, CA
  • 01/2016 → Present
    Trilogy Capital
    West Covina, CA
  • 04/2013 → Present
    Trilogy Financial Services Inc
    West Covina, CA
  • 01/2022 → Present
    West Covina, CA
Previous Registrations
  • 2017-11-29 → 2017-12-31
    West Covina, CA
  • 2015-02-05 → 2017-11-29
    National Planning Corporation
    West Covina, CA
Other Businesses

1)1/2022- TRILOGY FINANCIAL SERVICES INC- DBA for LPL Business (entity for LPL business)- inv. related- West Covina, CA 2) 1/2022- Trilogy Financial- DBA for LPL Business (entity for LPL business)- inv. related- West Covina, CA 3) 1/2022- Trilogy Insurance- Non-Variable Insurance- Agent selling term and indexed/fixed universal life.- inv. related- West Covina, CA 4) 1/28/2022 - TRILOGY CAPITAL, INC. - DBA: (Hybrid) Trilogy Financial - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 01/04/2022 - 160 Hours Per Month During Securities Trading - Time Spent 100% - I provide investment advisory services through Trilogy Capital, Inc., an independent investment advisor firm. I started this business activity in 1/22. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-01-30
S63 Uniform Securities Agent State Law Examination 2013-04-29
  • S65 Uniform Investment Adviser Law Examination
    2015-01-30
  • S63 Uniform Securities Agent State Law Examination
    2013-04-29
Other Names
  • Justin Tyrell

View on SEC IAPD

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