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Highland Park, NJ • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2026-06-30 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Company | Addison | TX | 04/2015 | 09/2017 |
| Princor Financial Services Corporation | Addison | TX | 04/2015 | 09/2017 |
| Apex Retirement Plan Consultants | Dallas | TX | 08/2015 | 09/2017 |
| Mml Investors Services, Llc | Dallas | TX | 09/2017 | 06/2018 |
| Massachusetts Mutual Life Insurance Company | Dallas | TX | 09/2017 | 06/2018 |
| Prospeo Brands | Dallas | TX | 01/2016 | 09/2017 |
| Usaa Financial Advisors Inc | Addison | TX | 06/2018 | 12/2019 |
| Usaa Investment Management Company | Addison | TX | 06/2018 | 12/2019 |
| Apex Systems | Irving | TX | 06/2018 | 12/2019 |
| Uber | Dallas | TX | 08/2018 | 12/2019 |
| Alight Financial | Lincolnshire | IL | 02/2022 | 05/2023 |
| Unemployed | Highland Park | NJ | 01/2020 | 01/2022 |
| Better Options Llc | Highland Park | NJ | 06/2023 | 12/2024 |
| Lpl Enterprise Llc | East Brunswick | NJ | 03/2025 | Present |
| Unemployed | Highland Park | NJ | 01/2025 | 02/2025 |
1. 02/13/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Inv Related - Highland Park, NJ - 02/13/2025 - 160hrs/MTH 2. 02/13/2025 - N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Inv Related - Highland Park, NJ - 02/13/2025 - 160hrs/MTH 3. 12/08/2025-Aliya Financial-President-DBA for LPL Business (entity for LPL business)-Inv Related-At reported business location(s)-Start date 08/20/2025-160hrs/mth-160hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-04-28 |
| S65 | Uniform Investment Adviser Law Examination | 2015-07-23 |
| S66 | Uniform Combined State Law Examination | 2006-05-15 |
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