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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2022-12-19
  • KS RA
    APPROVED
    Since 2022-12-19

Branch Locations

5301 W 95Th St, Overland Park, KS 66207 • United States

12000 W 95Th St, Lenexa, KS 66215 • United States

2137 E Santa Fe St, Olathe, KS 66062 • United States

11809 Shawnee Mission Pkwy, Shawnee, KS 66203 • United States

7400 W 130Th St Ste 400 [Yh-Rbo], Overland Park, KS 66213 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Ellenton FL 08/2016 09/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Ellenton FL 08/2016 09/2018
Lpl Financial Llc La Follette TN 09/2018 09/2018
U.S. Bancorp Investments, Inc. St. Joseph MO 04/2019 06/2022
Lyft Nashville TN 09/2018 04/2019
Wells Fargo Clearing Services, Llc Omaha NE 06/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-05-03
S63 Uniform Securities Agent State Law Examination 2013-04-22
  • S66 Uniform Combined State Law Examination
    2016-05-03
  • S63 Uniform Securities Agent State Law Examination
    2013-04-22

View on SEC IAPD

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