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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2015-05-29
ID RA APPROVED 2013-09-24
  • WA RA
    APPROVED
    Since 2015-05-29
  • ID RA
    APPROVED
    Since 2013-09-24

Branch Locations

101 S Capitol Blvd Ste 1210 [Wj/Wb/Wl/Ws-Rbo], Boise, ID 83702 • United States

204 W Hayden Ave, Hayden Lake, ID 83835 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Spokane WA 07/2011 Present
Wells Fargo Advisors, Llc. Spokane WA 03/2013 11/2016
Wells Fargo Clearing Services, Llc Spokane WA 11/2016 Present
  • 07/2011 → Present
    Wells Fargo Bank Na
    Spokane, WA
  • 03/2013 → 11/2016
    Wells Fargo Advisors, Llc.
    Spokane, WA
  • 11/2016 → Present
    Spokane, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-09-23
S63 Uniform Securities Agent State Law Examination 2013-06-21
  • S65 Uniform Investment Adviser Law Examination
    2013-09-23
  • S63 Uniform Securities Agent State Law Examination
    2013-06-21

View on SEC IAPD

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