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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-06-03 |
Branch Locations
51 John F Kennedy Pkwy 5Th Fl [J1/J2/J5-Rbo], Short Hills, NJ 07078 • United States
32 Pittstown Rd, Clinton, NJ 08809 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Mason City | IA | 09/2012 | Present |
| Wells Fargo Advisors, Llc. | Mason City | IA | 03/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Mason City | IA | 11/2016 | Present |
EXECUTOR FOR FATHER'S ESTATE; INV. RELATED; WASHINGTON, NJ; START 8/2018; 1 HR PER MONTH; 0 HRS DURING TRADING. T N T CHEESECAKES, NOT INV RELATED, 100% OWNERSHIP, START 4/9/2022, 20 HOURS PER MONTH, ZERO HOURS DURING TRADING, CAKE BAKING AND DECORATING.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2013-05-07 |
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