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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-07-08
LA RA APPROVED 2025-03-18
  • TX RA
    APPROVED_RES
    Since 2025-07-08
  • LA RA
    APPROVED
    Since 2025-03-18

Branch Locations

5001 Us-190, Ste. A3, Covington, LA 70433 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alliance Wealth Advisors Marietta GA 08/2014 Present
Kovack Securities, Inc. Fort Lauderdale FL 03/2015 03/2025
Kovack Advisors, Inc. Fort Lauderdale FL 09/2015 03/2025
Cambridge Investment Research, Inc. Fairfield IA 03/2025 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 03/2025 Present
  • 08/2014 → Present
    Alliance Wealth Advisors
    Marietta, GA
  • 03/2015 → 03/2025
    Kovack Securities, Inc.
    Fort Lauderdale, FL
  • 09/2015 → 03/2025
    Fort Lauderdale, FL
  • 03/2025 → Present
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 03/2025 → Present
    Fairfield, IA
Previous Registrations
  • 2015-09-02 → 2025-03-14
    Biloxi, MS
    Ft. Lauderdale, FL
    Mandeville, LA
    Mandeville, LA
    Mandeville, LA
Other Businesses

1. WEALTHCARE SERVICES, LLC, 1978 N Hwy 190, Suite A, Covington LA 70433, 03/2025, Agent, DBA Name, NIR, 1 HR/MO, 1 HR/MO TRADING. 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING, 03/2025 3. WEALTHCARE SERVICES, LLC, 1978 N Hwy 190, Suite A, Covington LA 70433, United States, START DATE 03/2025, Agent, Insurance/Benefits/Human Resources, NIR, 1 HR/MO, 1 HR/MO TRADING. 4. CHRIST COMMUNITY CHURCH, 221 N New Hampshire St, Covington LA 70433, 07/2026, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 2 HR/MO, 0 HR/MO TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-09-01
  • S66 Uniform Combined State Law Examination
    2015-09-01

View on SEC IAPD

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