Peter Thomas Noone

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-02-16
WA	RA	APPROVED	2018-01-08

TX RA
APPROVED

Since 2021-02-16
WA RA
APPROVED

Since 2018-01-08

Branch Locations

Woodinville, WA • United States

925 Fourth Avenue 31St & 32Nd Floor, Seattle, WA 98104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Principal Life Insurance Company	Seattle	WA	03/2013	01/2018
Princor Financial Services Corporation	Seattle	WA	03/2013	01/2018
Ubs Financial Services, Inc	Seattle	WA	01/2018	Present

03/2013 → 01/2018

Principal Life Insurance Company

Seattle, WA
03/2013 → 01/2018

Princor Financial Services Corporation

Seattle, WA
01/2018 → Present

Ubs Financial Services, Inc

Seattle, WA

Previous Registrations

2013-05-16 → 2018-01-29

Principal Securities, Inc.

Seattle, WA

Other Businesses

1) Fixed Insurance; Fixed life, annuities, DI, LTC, health, and Medicare supplements; 04/01/2016 /// 2) NAME OF OTHER BUSINESS: University of Notre Dame Alumni Association / INVESTMENT RELATED?: Y / ADDRESS: 100 Eck Visitors Center, Notre Dame / NATURE OF THE BUSINESS: University Alumni Association / POSITION: Member of Board of directors/ DUTIES: participate on committees/ START DATE: 7/1/2022 / HOURS DEVOTED TO BUSINESS:NA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-04-19

S66 Uniform Combined State Law Examination

2013-04-19

Designations

Other Names

Peter Noone

View on SEC IAPD