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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-11-23
NC RA APPROVED 2018-01-19
  • TX RA
    APPROVED_RES
    Since 2020-11-23
  • NC RA
    APPROVED
    Since 2018-01-19

Branch Locations

200 Glen Road, Garner, NC 27529 • United States

102 E Main St, Clayton, NC 27520 • United States

325 N. Judd Parkway, Fuquay Varina, NC 27526 • United States

4406 East Main Street, Wallace, NC 28466 • United States

6144 Us 301 South, Four Oaks, NC 27524 • United States

201 W Center Street, Holly Springs, NC 27540 • United States

200 East Church Street, Benson, NC 27504 • United States

4711 Six Forks Rd, Raleigh, NC 27609 • United States

128 N 2Nd St, Smithfield, NC 27577 • United States

805 N Arendell Ave, Zebulon, NC 27597 • United States

1105 Hatches Pond Ln, Cary, NC 27519 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lincoln Financial Securities Corporation Fuquay Varina NC 11/2014 01/2018
Lpl Financial Fuquay Varina NC 01/2018 Present
United Community Bank (Ga) Fuquay Varina NC 01/2018 Present
  • 11/2014 → 01/2018
    Lincoln Financial Securities Corporation
    Fuquay Varina, NC
  • 01/2018 → Present
    Lpl Financial
    Fuquay Varina, NC
  • 01/2018 → Present
    United Community Bank (Ga)
    Fuquay Varina, NC
Previous Registrations
  • 2014-11-19 → 2018-02-15
    Osaic Fs, Inc.
    Fuquay Varina, NC
  • 2013-07-15 → 2014-07-30
    Holly Springs, NC
    St Louis, MO
    Holly Springs, NC
    Fuquay-Varina, NC
Other Businesses

1) 07/18/2024 - United Community Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/02/2023 - 160 Hours Per Month/ 120 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-05-17
  • S66 Uniform Combined State Law Examination
    2013-05-17

View on SEC IAPD

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