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Steven Gabriel Walraven

Lilac Wealth, LLC

Venice, CA

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Current Employers
Lilac Wealth, Llc

816 Venezia Avenue, Venice, CA 90291 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-09-29
TX RA APPROVED_RES 2025-08-29
  • CA RA
    APPROVED
    Since 2025-09-29
  • TX RA
    APPROVED_RES
    Since 2025-08-29

Branch Locations

Venice, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rochdale Investment Management San Francisco CA 01/2013 04/2017
Rim Securities San Francisco CA 01/2013 04/2017
Massmutual Life Insurance Company Los Angeles CA 08/2017 06/2021
Mml Investors Services, Llc Los Angeles CA 05/2017 06/2021
Lenox Advisors, Inc. Los Angeles CA 05/2017 06/2021
Compound Advisers, Inc. San Francisco CA 06/2021 09/2023
Time Off/Unemployed Los Angeles CA 09/2023 08/2025
Lilac Wealth, Llc Venice CA 08/2025 Present
  • 01/2013 → 04/2017
    Rochdale Investment Management
    San Francisco, CA
  • 01/2013 → 04/2017
    Rim Securities
    San Francisco, CA
  • 08/2017 → 06/2021
    Massmutual Life Insurance Company
    Los Angeles, CA
  • 05/2017 → 06/2021
    Mml Investors Services, Llc
    Los Angeles, CA
  • 05/2017 → 06/2021
    Lenox Advisors, Inc.
    Los Angeles, CA
  • 06/2021 → 09/2023
    Compound Advisers, Inc.
    San Francisco, CA
  • 09/2023 → 08/2025
    Time Off/Unemployed
    Los Angeles, CA
  • 08/2025 → Present
    Lilac Wealth, Llc
    Venice, CA
Previous Registrations
  • 2021-08-10 → 2023-09-13
    Compound Advisers, Inc.
    Malibu, CA
    San Francisco, CA
  • 2017-09-14 → 2021-06-18
    Mml Investors Services, Llc
    Los Angeles, CA
  • 2015-01-08 → 2017-04-20
    Rbc Rochdale, Llc
    New York, NY
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-12-22
  • S66 Uniform Combined State Law Examination
    2014-12-22
Designations

View on SEC IAPD

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