Adam I Rothbart

Current Employers

Employment History

• 11/2014 → 03/2017
  Allstate Insurance Co
  Allen, TX
• 08/2016 → Present
  Rothbart Financial Services, Llc
  Waltham, MA
• 03/2017 → Present
  Lpl Financial Llc
  Portland, ME
• 03/2017 → Present
  Integrated Wealth Concepts Llc
  Portland, ME

Previous Registrations

• 2016-06-08 → 2017-03-28
  Allstate Financial Advisors, Llc
  Carrollton, TX
  Dallas, TX

Other Businesses

1. 03/15/2017 - INTEGRATED FINANCIAL PARTNERS - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Started 03/15/2017 - 80 Hours Per Month/4 Hours During Securities Trading - Time Spent 50%. 2. 5/1/2017 - Integrated Wealth Concepts, LLC - DBA: (HYBRID) Integrated Financial Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 02/02/2017 - 80 Hours Per Month/4 Hours During Securities Trading - Time Spent 50%. 3. 5/1/2017 - Integrated Wealth Concepts, LLC - DBA: (Hybrid) Integrated Financial Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 02/02/2017 - 80 Hours Per Month/4 Hours During Securities Trading - Time Spent 50% - I provide investment advisory services through Integrated Wealth Concepts, LLC, an independent investment advisor firm. I started this business activity in 02/2017. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 5/4/2021 - Integrated Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 05/01/2021 - 1 Hour Per Month/1 Hour During Securities Trading. 5. 5/5/2021 - Integrated Wealth Concepts - DBA: (Hybrid) Integrated Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 05/01/2021 - 1 Hour Per Month/1 Hour During Securities Trading. 6. 10/04/2021 - Wealth By Design - Not Investment Related - 171 Warren Ave Portland, ME 04103 - Business Entity For Tax/Investment Purposes Only - Start Date: 09/30/2021 - 20 Hours Per Month/5 Hours During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-05-24
• S63 Uniform Securities Agent State Law Examination
  2013-04-17