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Current Employers
Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-10-11
TX RA APPROVED_RES 2019-02-12
RI RA APPROVED 2013-07-18
  • NY RA
    APPROVED
    Since 2022-10-11
  • TX RA
    APPROVED_RES
    Since 2019-02-12
  • RI RA
    APPROVED
    Since 2013-07-18

Branch Locations

One Orange Way B1S, Windsor, CT 06095 • United States

15 Alfred Street, Warwick, RI 02889 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors Warwick RI 09/2014 Present
  • 09/2014 → Present
    Voya Financial Advisors
    Warwick, RI
Other Businesses

NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 15 Alfred St; WARWICK; RI; 02889; Fixed Insurance Sales; Independent Insurance Agent; 4/12/2013; 4; 1; Sales of fixed insurance products| NAME OF ENTITY:SHA Holdings LLC; No; 15 Alfred St; Warwick; RI; 02889; Commercial Building; Owner; 1/1/2021; 4; 0; Building maintenance and rent collection| SOUTH COUNTY HABITAT FOR HUMANITY POSITION: Vice President NATURE: Habitat for Humanity INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2024 ADDRESS: 1555 Shannock Rd, Charlestown RI 02813, United States DESCRIPTION: Support the President and executive board in setting the meeting agenda. Serve as chair of nominating committee. Attends Habitat events. Represents South County Habitat for Humanity in the community.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-05-25
  • S66 Uniform Combined State Law Examination
    2013-05-25

View on SEC IAPD

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