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Salt Lake City, UT • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| UT | RA | APPROVED | 2006-07-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Winter Harbor Advisors, L.L.C. | Salt Lake City | UT | 01/2006 | Present |
| Getz & Associates, Incorporated | Maryland Heights | MO | 08/2005 | Present |
| Spectrum Engineers, Inc. | Salt Lake City | UT | 07/2006 | Present |
GETZ & ASSOCIATES, INCORPORATED, (HEREINAFTER "G&A"), IS AN INVESTMENT-RELATED COMPANY AT 1504 LONE TREE COURT, P.O. BOX 1284, LAKE SHERWOOD, MISSOURI, 63357. G&A IS THE SOLE MEMBER AND PARENT COMPANY OF WINTER HARBOR ADVISORS, L.L.C., OVERSEES A PROPRIETARY INVESTMENT PORTFOLIO, AND OPERATES AN ONLINE SCRIPOPHILY RETAILER. AS PRESIDENT / SECRETARY OF G&A (SINCE DECEMBER 1995), I OVERSEE DAILY OPERATIONS, RETAIL ACTIVITIES, AND BUSINESS FILINGS. G&A REQUIRES APPROXIMATELY 100 HOURS/MONTH, A PORTION OF WHICH IS DIRECTLY RELATED TO THE OPERATIONS OF G&A'S SUBSIDIARY, WINTER HARBOR ADVISORS, L.L.C. APPROXIMATELY 20% OF THIS TIME IS DURING SECURITIES TRADING HOURS. SPECTRUM ENGINEERS, 175 SOUTH MAIN, SUITE 300, SALT LAKE CITY, UTAH, 84111, IS A CONSULTING ENGINEERING FIRM WHICH I JOINED AS AN ASSOCIATE ENGINEER IN JULY 2006. THIS POSITION REQUIRES APPROXIMATELY 160 HOURS/MONTH, APPROXIMATELY 50% OF WHICH MAY BE DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-11-04 |
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