Joseph Conklin Shure

Current Employers

Conklin Shure Financial

Glen Ridge, NJ • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2024-09-19
PA	RA	APPROVED	2023-06-08
NY	RA	APPROVED	2023-05-25
TX	RA	APPROVED	2023-03-28
LA	RA	APPROVED	2023-03-20
NJ	RA	APPROVED	2022-01-19

CA RA
APPROVED

Since 2024-09-19
PA RA
APPROVED

Since 2023-06-08
NY RA
APPROVED

Since 2023-05-25
TX RA
APPROVED

Since 2023-03-28
LA RA
APPROVED

Since 2023-03-20
NJ RA
APPROVED

Since 2022-01-19

Branch Locations

Glen Ridge, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Learnvest Planning Services, Llc.	New York	NY	02/2013	10/2017
Northwestern Mutual	New York City	NY	07/2015	10/2017
Betterment	New York	NY	10/2017	04/2021
Altruist	Venice	CA	04/2021	05/2023
Conklin Shure Financial Llc	Glen Ridge	NJ	07/2021	Present
Sole Proprietor	Glen Ridge	NJ	05/2023	10/2023
Conklin Shure Insight, Llc	Glen Ridge	NJ	10/2023	Present
Conklin Shure Tax Llc	Glen Ridge	NJ	04/2024	Present

02/2013 → 10/2017

Learnvest Planning Services, Llc.

New York, NY
07/2015 → 10/2017

Northwestern Mutual

New York City, NY
10/2017 → 04/2021

Betterment

New York, NY
04/2021 → 05/2023

Altruist

Venice, CA
07/2021 → Present

Conklin Shure Financial Llc

Glen Ridge, NJ
05/2023 → 10/2023

Sole Proprietor

Glen Ridge, NJ
10/2023 → Present

Conklin Shure Insight, Llc

Glen Ridge, NJ
04/2024 → Present

Conklin Shure Tax Llc

Glen Ridge, NJ

Previous Registrations

2013-03-12 → 2017-10-23

Learnvest Planning Services, Llc

New York, NY

Other Businesses

1) Name of Business: Conklin Shure Insight; Investment-Related?: No; Business Address: Glen Ridge, NJ; Nature of Business: Providing education and consultation services for financial technology companies on topics such as the financial planning process, client engagement, and approaches to data gathering. This service does not include financial or investment advice for individuals or businesses and accounts for less than 10 hours per week; Position/Title/Relationship: Founder; Start Date: October 31, 2023; Approx. hrs/month: 20; Approx. hrs/month During Securities Trading Hours: 10; Duties: Consulting with financial technology companies, creating and producing online educational materials, conducting educational sessions. 2) Name of Business: Conklin Shure Tax; Investment-Related?: No; Business Address: Glen Ridge, NJ; Nature of Business: Tax preparation; Position/title/relationship: Founder; Start Date: April 29, 2024; Approx. hrs/month: 10 (during tax season); Approx. hrs/month During Securities Trading Hours: 5 (during tax season); Duties: Business development, tax preparation, and administration. 3) Name of Business: Volunteer Income Tax Assistance (Conducted through the United Way); Investment-Related?: No; Business Address: Various VITA sites; Nature of Business: Volunteer tax preparation; Position: Volunteer Tax Preparer; Start Date: March 21, 2021; Approx. hrs/month:: 3-4 (during tax season); Approx. hrs/month During Securities Trading Hours: 3-4 (during tax season); Duties: Business development, tax preparation, and administration.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2013-03-11

S65 Uniform Investment Adviser Law Examination

2013-03-11

Designations

Other Names

Joseph Conklin Shure
Joseph Shure

View on SEC IAPD