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Tierney Jolyn Gorham

Drawbridge Capital

Tulsa, OK

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Current Employers
Drawbridge Capital

7134 S.YAle Ave Ste 700, Tulsa, OK 74136 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2024-10-10
FL RA APPROVED 2023-03-28
AR RA APPROVED 2023-01-03
CO RA APPROVED 2023-01-03
TX RA APPROVED 2023-01-03
OK RA APPROVED 2022-03-14
  • LA RA
    APPROVED
    Since 2024-10-10
  • FL RA
    APPROVED
    Since 2023-03-28
  • AR RA
    APPROVED
    Since 2023-01-03
  • CO RA
    APPROVED
    Since 2023-01-03
  • TX RA
    APPROVED
    Since 2023-01-03
  • OK RA
    APPROVED
    Since 2022-03-14

Branch Locations

7134 S.YAle Ave Ste 700, Tulsa, OK 74136 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gorham Marketing & Sales Claremore OK 04/2009 Present
Rcb Bank Claremore OK 06/2012 10/2021
Regent Financial Services Tulsa OK 10/2021 Present
Lpl Financial, Llc Tulsa OK 10/2021 Present
  • 04/2009 → Present
    Gorham Marketing & Sales
    Claremore, OK
  • 06/2012 → 10/2021
    Rcb Bank
    Claremore, OK
  • 10/2021 → Present
    Regent Financial Services
    Tulsa, OK
  • 10/2021 → Present
    Lpl Financial, Llc
    Tulsa, OK
Previous Registrations
  • 2006-12-12 → 2011-11-28
    Waddell & Reed
    Omaha, NE
Other Businesses

1. 03/24/2022 - Drawbridge Capital - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 03/14/2022 - 20 Hours Per Month/ 20 Hours During Securities Trading - I provide investment advisory services through Drawbridge Capital, an independent investment advisor firm. I started this business activity in 3/2022. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.. 2. 05/12/2022 - Regent Financial Services, Inc.- Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 10/18/2021- 160 Hours Per Month/ 8 Hours During Securities Trading 3. 09/12/2022 - Roo's Jumpin' Joy, LLC - Not Investment Related - Home Based - Other - Business Owner - Start Date - 07/13/2022 - 10 Hours Per Month/0 Hours During Securities Trading. End Date - 12/31/2024

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-28
  • S66 Uniform Combined State Law Examination
    2022-02-28
Other Names
  • Tierney Jolyn Schutte

View on SEC IAPD

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