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7134 S.YAle Ave Ste 700, Tulsa, OK 74136 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2024-10-10 |
| FL | RA | APPROVED | 2023-03-28 |
| AR | RA | APPROVED | 2023-01-03 |
| CO | RA | APPROVED | 2023-01-03 |
| TX | RA | APPROVED | 2023-01-03 |
| OK | RA | APPROVED | 2022-03-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gorham Marketing & Sales | Claremore | OK | 04/2009 | Present |
| Rcb Bank | Claremore | OK | 06/2012 | 10/2021 |
| Regent Financial Services | Tulsa | OK | 10/2021 | Present |
| Lpl Financial, Llc | Tulsa | OK | 10/2021 | Present |
1. 03/24/2022 - Drawbridge Capital - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date - 03/14/2022 - 20 Hours Per Month/ 20 Hours During Securities Trading - I provide investment advisory services through Drawbridge Capital, an independent investment advisor firm. I started this business activity in 3/2022. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.. 2. 05/12/2022 - Regent Financial Services, Inc.- Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 10/18/2021- 160 Hours Per Month/ 8 Hours During Securities Trading 3. 09/12/2022 - Roo's Jumpin' Joy, LLC - Not Investment Related - Home Based - Other - Business Owner - Start Date - 07/13/2022 - 10 Hours Per Month/0 Hours During Securities Trading. End Date - 12/31/2024
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-28 |
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