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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-10-10 |
| CO | RA | APPROVED | 2015-08-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Arvada | CO | 04/2013 | Present |
| New York Life Insurance | Arvada | CO | 03/2013 | Present |
| Eagle Strategies, Llc | Fort Collins | CO | 08/2015 | Present |
| Focus Financial Strategies, Llc | Fort Collins | CO | 08/2016 | Present |
[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products.; 3003 E. Harmony Rd Suite 110 Fort Collins, CO 80528; Start Date 08/2016; Role/Title: Insurance Broker; Investment Related; 2 hours per month; 0 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF FOCUS FINANCIAL STRATEGIES, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; ASSOCIATE;FORT COLLINS, CO; START DATE: 08/2016] [Town of Eaton Planning Commision; Review proposed or existing changes to the Town of Eaton where I live regarding planning and zoning and make recommendations to the Town Board of Trustees if this is something that the town should pursue.; 223 1st St. Eaton, CO 80615; Start Date 09/2022; Role/Title: Member; Not Investment Related; 5 hours per month; 0 hours per month during securities trading hours; Review proposals to the Planning and Zoning Commission. Attend Planning Commission meeting monthly and report to the Board of Trustees for the Town of Eaton]
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-07-29 |
| S63 | Uniform Securities Agent State Law Examination | 2014-01-13 |
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