Best Investors Account Sign in

Benjamin Andrew Nowicki

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Miami, FL

Phoenix, AZ

Gilbert, AZ

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-12-10
CA RA APPROVED 2014-12-02
  • TX RA
    APPROVED
    Since 2014-12-10
  • CA RA
    APPROVED
    Since 2014-12-02

Branch Locations

8840 Sw 136Th St, Miami, FL 33176 • United States

2555 E Camelback Rd, Phoenix, AZ 85016 • United States

Gilbert, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 11/2014 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-06-07
  • S66 Uniform Combined State Law Examination
    2013-06-07
Other Names
  • Ben Nowicki
  • Benajamin Andrew Nowicki

View on SEC IAPD

More in Miami, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor