Nicholas Randall Ellis

Current Employers

Employment History

• 07/2011 → Present
  Dynamic Investment Strategies
  Irvine, CA
• 05/2015 → 02/2025
  Centaurus Financial Inc.
  Anaheim, CA
• 02/2025 → Present
  Kestra Advisory Services,Llc
  Las Vegas, NV
• 02/2025 → Present
  Kestra Investment Services, Llc
  Las Vegas, NV

Previous Registrations

• 2015-08-05 → 2025-02-11
  Centaurus Financial, Inc.
  Tustin, CA
  Las Vegas, NV

Other Businesses

Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes, # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 07/01/2024 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR Name: EAG PRIVATE WEALTH MANAGEMENT POSITION: Financial Advisor NATURE: Insurance INVESTMENT RELATED: Yes, # OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 03/22/2016 ADDRESS: 2300 West Sahara Ave, Suite 800, Las Vegas NV 89102, United States DESCRIPTION: Providing investment advice, asset management, and servicing of client accounts. Name: BATTLE BORN WEALTH MANAGEMENT POSITION: Owner NATURE: Tax/Accounting/CPA INVESTMENT RELATED: No, # OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 07/01/2024 ADDRESS: 11145 Black Fire Opal Dr., Las Vegas NV 89138, United States DESCRIPTION: Tax planning and preparation. NAME: BATTLE BORN WEALTH MANAGEMENT POSITION: Owner NATURE: Tax/Accounting/CPA INVESTMENT RELATED: No # OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 07/01/2024 ADDRESS: 11145 Black Fire Opal Dr., Las Vegas NV 89138, United States DESCRIPTION: Tax planning and preparation. Quoting and writing term life insurance.

Exams

• S66 Uniform Combined State Law Examination
  2015-08-05